Events, Courses & Seminars

To report or not to report: worked examples for MLROs to consider when externally reporting

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Location: Live online

Navigating your way in deciding whether to report suspicious activity can sometimes be a complex and challenging task for compliance officers and MLROs.

This structured training webinar will provide you with practical tips when considering your reporting obligations and provide a structured approach to making an informed decision of whether to report or not.

Content
Reporting in practice

When and how to report - worked example

Quality of SARs

Completing a SAR

Being clear

Reasons for suspicions

Consent

Speaker
Shazia Zamir: Expert Trainer at the School of International Financial Services

Shazia Zamir has worked for over 25 years in various Senior Compliance roles held within Legal, Financial and Law Enforcement sectors.

Her experience includes managing and setting up compliance teams, reviewing and testing effectiveness of policy and procedures, implementing process improvement, conducting AML and GDPR audits, guiding MLRO/COLP's and COFA's in making informed risk decisions, designing bespoke risk case management system for centralised teams, writing and delivering firm-wide training on various key compliance topics.

Having graduated in Civil and Structural Engineering (BEng) from the University of Bradford, Shazia extended her studies further graduate in Law (LLB) from University of College London.

With her academic experience her approach to compliance is making it simple, practical and she is always honest ensuring that the solutions she proposes are workable and effective.

Pricing Details