Events, Courses & Seminars

Testing the effectiveness of AML/CFT systems and controls

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Location: Upper Hall, Loch Promenade Church, Douglas.

This course is taught by Frank De Mita, and is with coffee and registration from 9.30 am. The course will cover:

* How the Business Risk Assessment feeds into an AML/CFT Audit

* AML/CFT Audit Standards

* Who should conduct the Audit?

* Circulation of the audit report

* Expressing an opinion and impact on legal, regulatory, internal compliance and operational risks

* Access to Records and Reports

* How Boards should direct and action AML/CFT Audits

* Overlap with Role of Supervisor

* Overlap and effect on External Financial Audits

Pricing Details