Events, Courses & Seminars

Review of recent regulatory action in the Crown Dependencies and beyond - what lessons should be learnt?

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Location: Upper Hall, Loch Promenade Church, Douglas.

This course is taught by Jo French and is with coffee and registration from 12.45 pm. The course includes:

Review of action taken by local regulators over:

o Governance failings

o Fund management failings

o Conflicts of interest

o Failure of fit-and-proper test of key individuals

o Mandatory Reporting prosecution

Pricing Details