Events, Courses & Seminars

Investment fraud update: round-up of regulatory action

---

Location: BPP Online Classroom Live

Course Overview
The investment fraud landscape is continually evolving as technology lowers the barriers to access investment products and services. With this increased access come challenges for regulated businesses in monitoring personal account dealing coupled with increasing regulatory focus in this area. This seminar will explore this shifting risk in light of recent regulatory and enforcement action.

Course Content
Common investment fraud typologies
The shifting risk of personal account dealing
Effectively managing investment fraud risk
Mark Denning and Capital Group investigation

The 2020 Financial Crime Prevention eCPD Seminar Series provides essential updates for those working in compliance and risk management roles, via an online classroom. This series will comprise 4 seminars of 60 minutes, covering a wide range of topics suitable for delegates attending from any International Financial Centre.

These four sessions are on 06 May, 15 May, 11 June and 06 July and are all outlined individually here on our ACSP website. These sessions can be booked separately for £27.50 each for ACSP members (£40 each for non members), or booked as a full series for all four seminars at £85 for ACSP members and £125 for non members.

 06 May - Grand Theft Auto: how criminals steal millions and park it
 15 May - Investment fraud update – round-up of regulatory action
 11 June- Managing the risk of corporate criminal liability
 06 July - Financial crime case studies

Please email acsp@bpp.com with any queries.

Pricing Details