Events, Courses & Seminars

Introducing the role of the Compliance Officer

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Location: Live online

This pragmatic and informative webinar is designed for newly-appointed compliance officers/assistants but would also be useful for firms wishing to provide those in the organisation who do not work in the compliance arena with an understanding of the essential role compliance plays, and so engendering a positive compliance culture.

Content
What is compliance?

The regulatory and legislative environment

The compliance function

Key Compliance tasks and issues

The role of the compliance officer

Key relationships and other dependencies

Creating a positive compliance

Speaker
Jo French. Jo, through her company JETT Limited, specialises in developing contemporary bespoke, technical in-house CPD programmes covering a range of AML, compliance and governance issues. She has over 25 years' experience in delivering credible training to a wide range of financial service businesses both in the Crown Dependencies and internationally, as well as institutions that include the BBA, the ACSP in the Isle of Man and the Guernsey Training Agency. In addition, she has taught on the International Compliance Association's full range of AML and compliance qualifications since 2005, and as a Fellow of the Governance Institute (formally ICSA) written and delivered across both level 4&5 Certificate and Diploma as well as the qualifying scheme, (subjects include Corporate Governance, Risk Management, Boardroom Dynamics, Company Law and Company Compliance and Administration.)

A committed educationalist, Jo has a First Class Law Degree (LLB) and Masters in Law (LLM) (Merit) from Queen Mary University of London specialising in financial services law. She is passionate about the delivery of accessible and innovative training courses.

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