Events, Courses & Seminars

2023 Financial Regulation Programme (Isle of Man)

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Location: Live online

The 2023 Financial Regulation Programme provides an accessible overview of financial regulation designed for staff in financial services firms. Based on a successful certificate level qualification for regulators, the series consists of 6 x 1-hour webinars led by an expert tutor, Darren Boschat, covering everything from the principles of financial regulation to enforcement and financial crime.

The programme includes a 15-minute Q&A session after each presentation, encouraging interactive learning and ensuring participants get the most out of the experience. Whatever your current role, this programme will provide an excellent foundation from which to develop a better level of communication and understanding with regulatory bodies.

Suitable for
This programme is suitable for all financial services professionals.

Agenda
Webinar 1: Principles of Financial Regulation
20 September 2023 | 14:00-15:00 | 1 CPD Hours

Webinar 2: Structure of Financial Regulation
04 October 2023 | 14:00-15:00 | 1 CPD Hours

Webinar 3: Authorisation and the Perimeter
01 November 2023 | 14:00-15:00 | 1 CPD Hours

Webinar 4: Supervision and Conduct Risk
09 November 2023 | 14:00-15:00 | 1 CPD Hours

Webinar 5: Enforcement
29 November 2023 | 14:00-15:00 | 1 CPD Hours

Webinar 6: Financial Crime Regulation
07 December 2023 | 14:00-15:00 | 1 CPD Hours

Tutor
Darren Boschat: Expert Trainer at the School of International Financial Services

Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks.

His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk.

He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff.

Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators.

Pricing Details