Events, Courses & Seminars

2022 Isle of Man Economic Crime & Compliance Forum

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Location: Live online

Join your industry peers at the School of International Financial Services 2022 Isle of Man Economic Crime & Compliance Forum.

Hear from a range of leading experts and gain practical insights to further enhance your ability to help detect & prevent economic crime.

Agenda

08:30-09:00 Registration & networking

09:00-09:15 Welcome from the Symposium Chair
Helen Hatton, Director at the School of International Financial Services

09:15-09:45 Balancing compliance & regulation – a view from both sides of the fence
Pat Brogan, Head of Compliance at Döhle Corporate & Trust Services Limited

09:45-10:15 IOMFSA Regulatory update
Bettina Roth, Chief Executive at the Isle of Man Financial Services Authority

10:15-10:45 Global developments in regulating cryptoassets
Jill Lorimer, Partner at Kingsley Napley LLP

10:45-11:00 Refreshment Break

11:00-11:30 Top tips for managing regulatory investigations
Sinead O'Connor, Head of Regulatory & Compliance Services at DQ Advocates

11:30-12:00 Protecting your business from criminal exploitation and driving a positive culture of anti-money laundering
Helen Hatton, Director at the School of International Financial Services

12:00-12:30 Looking ahead: Key priorities for the Isle of Man in 2023
Philip Hunkin, Director Financial Intelligence Unit at Isle of Man Government

12:30-13:00 Chairs closing summary & remarks
Helen Hatton, Director at the School of International Financial Services

Speakers
Helen Hatton (Chair): Director & Expert-trainer at the Schools of International Financial Services

Helen is widely recognised as the prime architect of the modern Jersey regulatory regime. She resigned as Deputy Director General of the Jersey Financial Services Commission in May 2009, having led the implementation of regulatory development in the island from its blacklisted state in 1999 to achieving one of the world's best IMF evaluation results, to establish Sator Regulatory Consulting, which merged with BDO Jersey in April 2016.

Prior to taking up her roles in Jersey, Helen was Director of Enforcement with the Isle of Man Financial Supervision Commission from 1992-1999, introducing the first offshore 'all crimes' money laundering regime in 1997 and, notably, achieving the world's first 'freestanding' offshore Mareva injunction without a local cause of action in the case SIB-v-Lloyd Wright. This milestone case brought an effective end to banking secrecy in the Crown Dependencies.

Helen is a Fellow of the Institute of Advanced Legal Studies, a member of the Editorial Board of the Journal of Banking Regulation and member of the Worshipful Company of International Bankers. She is a recognised international speaker on regulatory compliance topics and regularly publishes papers on regulatory matters.

Jill Lorimer: Partner at Kingsley Napley LLP

Jill leads Kingsley Napley's Financial Services Group and has an extensive track record in advising firms and individuals facing regulatory and criminal investigations by the Financial Conduct Authority (FCA). Jill advises firms from across the breadth of the regulated sector on authorisation, supervisory and enforcement issues. Her clients include senior managers and certified persons caught up in investigations into potential breaches of FCA Rules and Principles. She has vast experience in advising individuals - both within and outside the regulated sector - who are facing investigation and / or prosecution by the FCA for criminal offences, and has particular expertise in representing those being prosecuted for insider dealing, including two clients who faced insider dealing charges in large, complex prosecutions: both were acquitted on all counts. Jill has a particular interest in the regulatory and criminal aspects of crypto assets and has advised a number of crypto firms seeking registration with the FCA under the UK Money Laundering Regulations (MLRs).

Philip Hunkin: Director of the Financial Intelligence Unit

Phil was appointed as Director of the Financial Intelligence Unit in November 2019. Previously Phil was an Assistant Chief Officer of the Guernsey Border Agency and was Head of the Economic Crime Division for 8 years this included Guernsey's FIU. More recently, from August 2017 until November 2019, he was Head of the Cook Islands Financial Intelligence Unit. The Cook Islands FIU is responsible for FIU functions, financial transaction reporting and AML/CFT compliance. Phil completed Moneyval's 5th round training seminar for evaluators in 2015 and in 2018 was part of the Asia Pacific Groups (APG) mutual evaluation team of the Solomon Islands, as the Law Enforcement and FIU expert. Phil also led on Law Enforcement and FIU responses for Guernsey's mutual evaluations by the IMF in 2010 and Moneyval in 2014. He also contributed to the APG's mutual evaluation of the Cook Islands. Phil has extensive international experience and has served as acting chair of the Egmont Groups Training Working Group and as a vice chair of the Technical Assistance and Training Working Group. He held the role of Egmont's BECA coordinator for 9 years. Phil also contributes as a Moneyval AML/CFT expert and has been involved with the APG experts meetings. Other international work includes 10 years as a member of Camden Asset Recovery Inter-agency Network.

Bettina Roth: Chief Executive at the Isle of Man Financial Services Authority

Bettina was appointed Chief Executive Officer of the Isle of Man Financial Services Authority in October 2021. Bettina brings a wealth of international experience to the role having demonstrated a strong track record of professional achievement in both the regulatory and private sectors.

For the last 23 years, Bettina has held senior roles at the Cayman Islands Monetary Authority, Abu Dhabi Global Market and the Office of the Superintendent of Financial Institutions. She also completed a secondment with the Office of the Comptroller of the Currency (OCC) in New York as part of the Citibank supervision team. While Bettina had broad responsibilities in her roles, her focus in the last few years has been on automation of key processes and risk-based methodology. Prior to her regulatory roles, Bettina worked for Ernst &Young in Canada and Australia. Bettina holds a Bachelor of Commerce from the University of Toronto and a Masters of Business Administration from Queen's University in Canada. She is also a Chartered Accountant, Project Management Professional and Certified Anti-Money Laundering Specialist.

Sinead O'Connor: Head of Regulatory & Compliance Services at DQ Advocates

Sinead works with clients across the financial services industry covering banking, insurance, corporate service providers and funds. Sinead has worked in the compliance industry since 1995 so has a wealth of experience to bring to clients. Sinead is an accredited Data Protection Practitioner.

Pat Brogan: Head of Compliance at Döhle Corporate & Trust Services Limited

Pat joined DCTS in May 2021, prior to this she was a manager in Fiduciary Services at the IOM Financial Services Authority where she had worked since September 2006.

Pat started her working life in Engineering and undertook studies to obtain a Higher National Certificate in Mechanical and Production Engineering.

Pat is a Fellow member of the International Compliance Association and has the International Diploma in Compliance and the International Diploma in Anti Money Laundering. She also has a diploma in Offshore Administration with the Institute of Chartered Secretaries and Administrators (ICSA) (now The Chartered Governance Institute) and a Diploma in Financial Administration from the Institute of Administrative Management (IAM).

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